Lecture 2Survey Research & Design in Psychology
James Neill, 2015
Survey Design
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Lecture 1 Summary Survey research
1. Research types (3)1. Experimental2. Quasi-experimental3. Non-experimental
2. Purposes (4)1. Information gathering (2)
1. Exploratory2. Descriptive
2. Theory testing (2)1. Explanatory2. Predictive
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Lecture 1 Summary Survey research
1. What is a survey?1. A standardised stimulus used as a social
science measurement tool
2. Survey research1. Pros
1. Ecological validity2. Cost-efficient3. Can obtain lots of data
2. Cons1. Low compliance2. Reliance on self-report
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Overview
1. Learning outcomes2. Research process3. Survey types – Interview vs. self-administered
4. Survey construction5. Levels of measurement6. Biases7. Sampling
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Learning outcomes
Understanding of the learning outcomes for this lecture and associated readings should be demonstrated via the lab report assessment exercise.
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Learning outcome 1: Research process
Understand recommended research process steps involved in survey research studies including planning, developing and implementing research questionnaires.
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Learning outcome 2: Survey administration methods
Consider the pros and cons of common survey administration methods:
1. Interview-based survey2. Self-report survey
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Learning outcome 3: Questionnaire design
Examine the nuts & bolts of questionnaire design including:
1. Question style (open/closed, objective/subjective)
2. Response formats3. Levels of measurement4. Layout 5. Pre- and pilot-testing
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Learning outcome 4:Survey implementation issues
Consider survey research implementation issues, including:
1. Sampling methods2. Sample size and return rates3. Representativeness4. Biases
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Research process
Examples of iterative research process models and where survey design and sampling fits in.
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A typical scientific survey research process
Reality / observation / theory →
Problem definition / hypotheses →
Research method design (incl. survey) →
Collect data →
Analyse →
Discuss (generalise / apply) →
Disseminate (get reviewed / publish) →
New study?
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“Hourglass” notion of research
e.g., design a survey
then sample data
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Survey types
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Types of surveys
Self -administered
Interview -administered
Postal Delivered andcollected
Telephone Face to facestructuredinterview
Online
Email Web Mobile
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Advantages and disadvantages of
self- and interview-administered surveys
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Put “low” or “high” in each cell and indicate for each row, which is more desirable.
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● Self-administered surveys:• Pros:
- cost- demand characteristics- access to representative sample- anonymity
• Cons:- non-response- adjustment to cultural differences, special needs
• Interview-administered surveys have the opposite pros and cons
Summary: Survey types
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Survey construction
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Survey construction1. Survey design is science and art2. Questionnaire development
1. Parts of a survey2. Order, flow and structure3. Demographics and personal information4. Ending the survey5. Layout6. Pre- and pilot-testing
3. Writing questions1. Types of questions2. Response formats
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“Surveys are a mixture of science and art, and a good
researcher will save their cost many times over by knowing
how to ask the correct questions.”
- Creative Research Systems (2008)
Surveys are science and art
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1. Formulategeneric
questionnaire
2. Expand the
questionnaireTurn into separatesections based onstudy objectives.
Draft qs & responseformats
4. Finalise questionnaire& implement
Question order &
funnel qs
Questionnaire development
3. Pre-test,pilot test,& redraft
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Parts of a survey
• Participant information sheet• Informed consent form• Survey with sections containing
measurement items for each objective• End page(s)
– Indication of survey end– Instructions for returning survey
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Parts of a survey
• Participant information sheet• Informed consent form• Survey with sections containing
measurement items for each objective• End page(s)
– Indication of survey end– Instructions for returning survey
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• Make it look clean and easy– Large size (14 pt) and clear font type– Minimise number of pages– Logical flow/order– High contrast e.g., avoid text in
coloured boxes, etc.– Number the questions
Layout
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Participant information sheetOutline details of research project e.g.,:• Who are you? Are you bona fide?• Purpose of survey?• What's involved?• Explain any risks/costs/rewards• How will results be used?• Human ethics approval #• More info: Complaints, how to obtain results,
contact details etc.
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Informed consent formA separate page or screen following the participant information sheet which allows participants to indicate whether they consent or do not consent to participation in the study:• How is consent given / not given? (Can be active
consent or passive consent)• Statement should include that participants are free
to not participate in any part of the study and to withdraw at any time
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Ethical considerations: How to treat respondents
• Informed consent• Minimise risk / harm to respondents• Confidentiality / anonymity• No coercion• Minimal deceit• Fully debrief• Honour promises to provide respondents
with research reports• Be aware of potential sources of bias /
conflicts of interest
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• Provides consistency - helps to ensure standard conditions across different administrations
• Few will read it without good prompting and easy-to-read instructions
• Explain how to do the survey in a user-friendly manner, possibly with examples
Instructions
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• Start gently; ease respondent in• Group similar questions together• Consider order effects:
– Habituation e.g. → polarisation of responses, yea-saying, nay-saying
– Fatigue– Minimise switching between response
formats
• Consider counter-balanced orders
Order, flow and structure
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• Single section, usually at beginning or end of questionnaire
• Only include personal questions that are justified by the research question(s)
Demographics andpersonal information
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• Space for comments?• Indicate the end• Say thanks!• Provide instructions about how to
return the survey or submit responses
• Details about how to contact researchers, obtain results, make complaint etc.
• Debriefing or referral information
Ending the survey
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Pre-testing• Pre-test items on convenient others -
ask for feedback• Revise items e.g.,
– Which don’t apply to everybody– Are redundant– Are misunderstood– Are non-completed
• Reconsider ordering & layout
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Pilot-testing• Pilot test on a small sample from the
target population• Analyse data• Revise survey
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How to write good survey questions
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How to write good survey questions:
Overview
1. Survey question tips2. Objective vs. subjective questions3. Open- vs. closed-ended questions4. Closed-ended response formats5. Improving survey questions
(Exercise)
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• Be direct: Focus directly on topic/issue
• Be clear: Brief and readable– Avoid big words– Use simple and correct grammar
● Define target constructs: be as concrete and unambiguous as possible; the meaning must be clear to all respondents
Survey question tips
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Survey question tips● Related tools: Check similar surveys● Relate to objectives: Only ask
questions that relate to research objectives
● Ask questions: Phrase as questions
• Brevity: Keep questions as short as possible
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Survey question tips
• Applicability: Questions must be applicable to all respondents (or use skip rules).
• Exhaustive: Response options must be exhaustive (i.e., provide options for suitable for each respondent) and mutually exclusive (i.e., not overlapping)
• Demand: Recall of detail must not be unnecessary or excessive
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Watch out for questions which are...
Double-barrelled: Questions which contain more than one concept or purpose should be simplified or split into separate questionse.g., “What do you think the speed limit should be for cars and trucks?” vs.“What do you think the speed limit should be for cars?”“What do you think the speed limit should be for trucks?”
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Watch out for questions which are...
Double negative: Negatively worded questions are often confusing because responding "no" creates a double negative. e.g., “Do you disapprove of gay marriage?” vs “Do you approve of gay marriage?”
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Watch out for questions which are...
Leading: A question that suggests the answer the researcher is looking for e.g., “Do you agree that psychologists should earn more than they are currently paid?” vs.
“Do you think that psychologists' wages are lower than they should be, higher than they should be, or about right?”
“What dangers do you see with the new policy?” vs.
“What do you think about the new policy?”
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Watch out for questions which are...
Loaded: A questiopn that suggest socially desirable answers or is emotionally charged. e.g.,
“Have you stopped beating your wife?” vs“Have you ever physically struck your partner?”
“Do you advocate a lower speed limit in order to save human lives?” vs “What speed limit is required for traffic safety?”
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Objective questions
● A verifiably true answer exists (i.e., factual info).
● An observer (in theory) could provide an accurate answer.
e.g.,How many times during 2014 did
you visit a general medical practitioner? ______
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Subjective questions• Asks about fuzzy personal perceptions• There is no “true”, factual answer• Many possible answers• Can't be accurately answered by an
observer. e.g.,Think about the visits you made to a GP
during 2014. How well did you understand the medical advice you were given?perfectly very well reasonably poorly not at all
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Open-ended questions: Examples
What are the main issues you are currently facing in your life?
How many hours did you spend studying last week? _________
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Closed-ended questions
• Important information may be lost forever
• Useful for hypothesis testing• Easy and objective to analyse• Time efficient
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Closed-ended response formats1.Dichotomous2.Multichotomous3.The list (multiple response)4.Ranking5.Verbal frequency scale6.Likert scale7.Graphical rating scale8.Semantic differential9.Non-verbal (idiographic)
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DichotomousTwo response options e.g.,
Excluding this trip, have you visited Canberra in the previous five years? (tick one)
__ Yes __ No
Provides the simplest type of quantification (categorical LOM).
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MultichotomousChoose one of more than two possible answers e.g.,What type of attractions in your current trip to Canberra most appeal to you? (tick the most appealing one)
__ historic buildings
__ museum/art galleries
__ parks and gardens
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The list (multiple response)Provides a list of answers for respondents to choose from e.g.,Tick any words or phrases that describe your perception of Canberra as a travel destination:
__ Exciting __ Important
__ Boring __ Enjoyable
__ Interesting __ Historical
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RankingHelps to measure the relative importance of several itemsRank the importance of these reasons for your current visit to Canberra (from 1 (most) to 4 (least)):
__ to visit friends and relatives
__ for business
__ for educational purposes
__ for holiday/ sightseeing
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Verbal frequency scaleOver the past month, how often have you argued with your intimate partner? (circle one)1. All the time2. Fairly often3. Occasionally4. Never5. Doesn’t apply to me at the moment
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Likert scale
1 2 3 4 5strongly disagree neutral agree stronglydisagree agree
Measures strength of feeling or perception.Indicate your degree of agreement with this statement:
“I am an adventurous person.”(circle the best response for you)
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AGREEMENT ABOUT SOMETHING2-Categories
DISAGREE AGREE
3-Categories DISAGREE NEUTRAL AGREE
4-Categories STRONGLY MILDLY MILDLY STRONGLY
DISAGREE DISAGREE AGREE AGREE
5-Categories STRONGLY MILDLY MILDLY STRONGLY DISAGREE DISAGREE NEUTRAL AGREE AGREE
Number of response options?Likert scale example
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How many response options?• Minimum = 2• Average = 3 to 9• Maximum = 10?
Basic guide: 7 +/- 2
Number of response options?
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Watch out for too many or too few response options
“Capital punishment should be reintroduced for serious crimes”
1 = Agree 2 = Disagree1 = Very, Very Strongly Agree 7 = Slightly Disagree2 = Very Strongly Agree 8 = Disagree3 = Strongly Agree 9 = Strongly Disagree4 = Agree 10 = V. Strongly Disagree5 = Slightly Agree 11 = V, V Strongly Disagree6 = Neutral
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Sensitivity & reliability
• Scale should be sensitive yet reliable.
• Watch out for too few or too many options.
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Graphical rating scale
Rate your enjoyment of the movie you just saw. Mark your response with a cross (X) on the line below.
not very enjoyable enjoyable
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What is your view of tobacco smoking? Place one tick on each row to show your
opinion.
Bad ___:___:___:___:___:___:___ GoodStrong ___:___:___:___:___:___:___ WeakMasculine ___:___:___:___:___:___:___ FeminineUnattractive ___:___:___:___:___:___:___ AttractivePassive ___:___:___:___:___:___:___ Active
Semantic differential
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Summary: Survey questions
1. Objective vs. subjective questions1. Objective – there is verifiably true
answer2. Subjective – based on perspective
of respondent2. Open vs. closed
1. Open – empty space for answer2. Closed – pre-set response format
options
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Summary: Response formats1. Dichotomous and Multichotomous2. Multiple response3. Verbal frequency scale (Never... Often)4. Ranking (in order → Ordinal)5. Likert scale (equal distances →
Interval, typically with 3 to 9 options)6. Graphical rating scale (e.g., line)7. Semantic differential (opposing words)8. Non-verbal (idiographic)
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How could these survey questions
be improved?
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Example: How could this question be improved?
How old are you?
___ 18-20
___ 20-22
___ 22-30
___ 30 and over
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Are you satisfied with your marriage and your job?__________________________
Example: How could this question be improved?
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You didn’t think the food was very good, did you? (tick your answer)_____ Yes _____ No
Example: How could this question be improved?
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Environmental issues have become increasingly important in choosing hotels. Are environmental considerations an important factor when deciding on your choice of hotel accommodation? (tick an answer) ____ Yes ____ No
Example: How could this question be improved?
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How did you hear about this restaurant?(please tick appropriate spaces) ____ yellow pages ____ Internet ____ word of mouth
Example: How could this question be improved?
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Levels of measurement
● Nominal / Categorical
● Ordinal
● Interval
● Ratio
Each level has the properties of the precedinglevels, plus something more!
Ratio data are continuous.
Nominal, ordinal and interval dataare discrete.
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Categorical / nominal
• Conveys a category label• (Arbitrary) assignment of #s to
categories e.g. Gender
• No useful information, except as labels
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Ordinal / ranked scale
• Conveys order, but not distance e.g. in a race, 1st, 2nd, 3rd, etc. or
ranking of favourites or preferences
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Interval scale
• Conveys order & distance• 0 is arbitrary• e.g., interval scale 1 2 3 4 5STRONGLY MILDLY MILDLY STRONGLY DISAGREE DISAGREE NEUTRAL AGREE AGREE
• For data analysis assumption testing, usually treat as continuous if > 5 intervals are used.
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Ratio scale• Conveys order & distance• Meaningful 0 point e.g. height, age, weight, time, number of times
an event has occurred
• Continuous (i.e., there can be fractional amounts / decimal places)
• Ratio statements can be madee.g. X is twice as old (or high or heavy) as Y
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Why do levels of measurement matter?
Different analytical proceduresare used for different
levels of data.
More powerful statistics can be applied to higher levels
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Summary: Level of measurement1. Categorical/Nominal
1. Arbitrary numerical labels2. Could be in any order
2. Ordinal1. Ordered numerical labels2. Intervals may not be equal
3. Interval1. Ordered numerical labels2. Equal intervals
4. Ratio1. Meaningful 02. Data are continuous
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Quiz question 1: What level of measurement are
the following questions?
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Quiz question 2: What level of measurement is used for this survey question?
How well do you think you have understood this lecture about survey design so far?
perfectly very well reasonably poorly not at all
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Quiz question 3: What level of measurement is used for this survey question?
Rate your view about this statement:Australia should provide residency to more
asylum seekers.
1 2 3 4 5strongly disagree neutral agree stronglydisagree agree
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Quiz question 4: What level of measurement is used for this survey question?
What is your favourite primary colour? (choose one of the following options)
• Red• Yellow• Blue
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Sampling
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Sampling:Overview
1. Sampling terms2. What is sampling?3. Why sample?4. Sampling methods5. Example: Shere Hite’s survey
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Sampling terms• Target population
– To whom do you wish to generalise?
• Sampling frame– Who has a chance of being selected?
• Sample– Who was selected and responded?
• Representativeness– To what extent is the sample a good
indicator of the target population?
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What is sampling?
“Sampling is the process of selecting units (e.g., people, organizations) from a population of interest so that by studying the sample we may fairly generalize our results back to the population from which they were chosen.”- Trochim (2006)
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Why sample?
• Reduces cost, time, sample size etc.
• If the sample is representative, the sample data allows inferences to be drawn about the target population.
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Sampling process
● Identify target population and sampling frame
● Select sampling method● Calculate sample size for desired
power.● Maximise return rate
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Representativeness of a sample depends on:
• Adequacy of sampling frame• Sampling method• Adequacy of sample size• Response rate – both the % &
representativeness of people in sample who actually complete survey
It is better to have a small, representative sample than a large, unrepresentative sample.
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Sampling methodsTypes of probability sampling:• Simple random• Systematic random• Stratified randomTypes of non-probability sampling:• Convenience• Purposive• Snowball
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Probability sampling
• Each unit has an equal chance of selection
• Selection occurs entirely by random chance
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Simple random sampling• Everyone in the target population
has an equal chance of selection• Useful if clear study area or
population is identified• Similar to a lottery:
–List of names are assigned #s and then randomly #s are used to select respondents
–Random selection can be manual using a table of random #s or by computer
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Systematic random sampling
• Respondents (units) are selected from a list e.g., list of students
• Useful when target population closes matches a list
• Select the sample at regular intervals e.g., every 5th person on a list (starting at a random number between 1 and 5)
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Stratified random sampling
• Sub-divide population into strata (e.g., gender, age, or location)
• Then randomly select from within each stratum
• Improves representativeness• e.g., Telephone interviews
conducted use using post-code strata
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Non-probability sampling• Useful for exploratory research
and case study research• Able to get large sample size
quickly• Limitations include potential bias
and non-representativeness
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Convenience sampling
• Sampling is by convenience (i.e., whoever is available) rather than randomly e.g. surveying visitors to a tourist attraction over one weekend
• Less cost/time involved than random sampling
• Subject to sampling bias
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Purposive sampling
• Respondents are selected for a particular reason e.g., because they are “typical” respondents
• e.g., for a tourism study, select a sample of tourists aged 40-60 for interviews as this is the typical age group of visitors to Canberra
• e.g., Contacting Frequent Flyer members to participate in a survey about service quality in an airline setting
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Snowball sampling
• Respondents are asked to recommend other respondents
• Useful for difficult to access populations e.g., illegal immigrants, illegal drug users
• e.g., in studying ecstasy users, a research may gain trust of a few potential respondents and ask then these respondents to recommend the researcher to other potential respondents
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Summary: Sampling1. Key terms
1. (Target) population2. Sampling frame3. Sample
2. Sampling–Probability (random)
1. Simple2. Systematic3. Stratified
2. Non-probability1. Convenience2. Purposive3. Snowball
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Biases
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BiasesBiases which can influence survey research data:• Non-sampling biases
– Instrumentation reliability and validity– Response biases
• Sampling biases– Sample does not represent target
population
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Response biases• Acquiescence
– yea- and nay-saying• Order and fatigue effects• Demand characteristics• Hawthorne effect• Self-serving bias• Social desirability
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Demand characteristicsParticipants form an interpretation of the researcher's purpose and unconsciously change their behaviour to fit that interpretation.
Interview• Higher demand characteristics
Questionnaire• Lower demand characteristics
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Maximising response rate
• Layout and design is key• Respondent’s level of interest• Rewards• Accompanying letter / introduction• Colour of paper• Mail surveys - self-addressed
stamped return envelope• Reminders or follow up calls
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References• Alreck, P. & Settle, R. (1995). The survey
research handbook (2nd ed.). New York: Irwin.
• Reeve, J. (2009). Understanding motivation and emotion (5th ed.). Hoboken, NJ: Wiley.
• Stevens, S.S. (1946). On the theory of scales of measurement. Science, 103, 677-680.
• Trochim, W. M. K. (2006). . In Research Methods Knowledge BaseSampling.
• Wikipedia (2009). Shere Hite - Methodology.